AGENDA

The Next Step in Your Transformation Journey

1215 - 1235
2. Transformation Theatre

Operationalising Compliance for Wealth: Enabling Client Advisors to Take the Next Right Action

- How can wealth managers meet increasingly complex compliance needs while maintaining a seamless client experience?
- What role does technology play in simplifying the advisor workflow with real-time decision-making and automated controls?
- How can wealth managers boost business profitability whilst simultaneously reducing operational risk profiles?
- Is it possible for wealth managers to ensure their decisions are auditable, traceable, and repeatable?
- How can advisors compliantly provide the right products at the right time?

Speaker

Craig Butterworth
Droit
CRAIG BUTTERWORTH
Chief Commercial Officer
Droit Tech